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ThinkAdvisor

TechCenter Reporter

May 24, 2019

News

SEC Urges Advisors to Look Beyond AML

By Melanie Waddell

Money laundering isn't the only suspicious activity advisors need to watch out for, exam chief Pete Driscoll says. Read More

News

Broadridge Acquiring RPM Technologies to Expand Canadian Presence

By Jeff Berman

The purchase will further strengthen Broadridge's Canadian wealth management business. Read More

News

JMP Launches an Opportunity Zone Platform: Portfolio Products

By Bernice Napach

Also, RIA in a Box introduces a cybersecurity platform for advisors. Read More

Commentary

Is Your Firm's Legacy Technology a Ticking Bomb?

By Dan Skiles

Advisors can avoid the headaches of being forced to replace old systems on the fly by taking these pre-emptive actions. Read More

News

FA Match, a Digital Advisor Recruiter, Partners With 6 Firms

By Michael S. Fischer

Platform gives advisors way to discreetly search for a new job; the partners include Redtail and Orion. Read More

News

Apprise Labs Gives Advisors a Peek of New Retirement Planning Software

By Ginger Szala

Still in development, eMoney founder Edmond Walters' new product helps advisors project savings and expenses. Read More

Save the Date

Private Client Forum Americas

Join us for the 2019 Private Client Forum Americas at the luxurious Pelican Hill Resort in Newport Beach, CA, on March 27-29 as we unite the most senior and elite advisors to HNWIs and UHNWIs to discuss the most timely and concerning issues across the Americas, with an outlook on the rest of the world. Learn More

Resources

The Benefits of Owning Municipal Bonds

Sponsored by: Gurtin Municipal Bond Management, a PIMCO company

If your clients aren’t already investing in municipal bonds, it might be time to start. Use this tool to show them the potential of this type of investment vehicle. Learn More

Mid-Year Market Lessons From Top Active Asset Managers

Join this complimentary webcast to discover disciplined, systematic and team-based ways to produce stellar results, and understand the opportunities and dangers that are on the horizon for the market. Learn More

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