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TechCenter Reporter

Jul 23, 2019


Cybersecurity (Again) Is Advisors' Top Compliance Concern

By Melanie Waddell

An IAA and ACA Compliance Group poll reveals RIAs also worry about advertising and marketing rules. Read More


Orion's Purchase of Advizr Made Sense, but Challenges Remain: Wealth Tech Experts

By Jeff Berman

Orion's "still not well positioned to compete against" the threat posed by Envestnet and faces pricing pressure, Kitces... Read More


Ritholtz Relaunches Digital Service at Betterment for Advisors

By Bernice Napach

The service has no minimums and charges 50 basis points, which will be evenly split between the two firms. Read More


Skience Launches New Version of Its Wealth Management Platform: Portfolio Products

By Jeff Berman

Also, the Model FA online community has launched a resource library and podcast. Read More


SEC, FINRA Clarify Broker-Dealer Custody of Digital Assets

By Melanie Waddell

For one thing, BDs with custody of these assets must comply with the Customer Protection Rule. Read More


New Tech, Operations Trainer Added to FPA Team

By Ginger Szala

Filling out its Coaches Corner, the FPA adds youth and technology know-how to help advisor members. Read More

Save the Date

Private Client Forum Americas

Join us for the 2019 Private Client Forum Americas at the luxurious Pelican Hill Resort in Newport Beach, CA, on March 27-29 as we unite the most senior and elite advisors to HNWIs and UHNWIs to discuss the most timely and concerning issues across the Americas, with an outlook on the rest of the world. Learn More


Transitioning Your Business: What You Need to Know

Sponsored by: LPL Financial

The decision to move to a new broker/dealer can be difficult, but it doesn't have to be. Learn More

Midyear Outlook 2019: Focus on What Really Matters in the Markets

Sponsored by: LPL Financial

During volatile periods, it can be tempting to make emotional, short-term decisions that could conflict with long-term goals. Read this report to understand why you should focus on long-term trends instead of short-term noise. Learn More

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