Feb 24, 2024 View in Browser

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Cyberattack on IT Firm Hits BofA, Northwestern Mutual

By Allison Bell

The LockBit ransomware group may have data on 81,000 executives with nonqualified deferred comp plans from the firms.

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News

Wells Fargo Brokerage Users Report Trading Service Outage

By Dinah Wisenberg Brin

Wells Fargo online customers reported issues with trading, brokerage and logins.

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News

Former Nitrogen CEO Has a New Gig

By Janet Levaux

Aaron Klein will be executive-in-residence for a consulting group.

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News

FINRA Fines BD $75K for Email Violations

By Melanie Waddell

In one incident, a Ceros employee sent hundreds of clients' account data to their personal email, FINRA says.

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Career Moves

Dynasty Taps Schwab Veteran Tim Oden as Executive-in-Residence

By Dinah Wisenberg Brin

Oden, an RIA specialist, joins Dynasty after leaving Schwab last fall.

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News

SEI Invests $10M in Platform Maker TIFIN

By Janet Levaux

The news comes about two months after the firm said it was buying the alts platform Altigo.

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Resources

Product Reframed: A Guide to Thinking Differently About Guaranteed Lifetime Income

Sponsored by: Allianz Life Insurance Company of North America

In an era where retirement security is a growing concern, you have a large role to play in helping plan participants secure their financial future. Yet a significant opportunity lies untapped: guaranteed lifetime income.

LEARN MORE

WEBCAST DATE: February 29, 2024

The State of Contracts For Law Firms: Making the Case for Contract Automation in 2024

This webcast will unpack the most common challenges firms face in implementing new technology—like employee onboarding and proving value—and show you strategies to overcome them.

LEARN MORE

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